Compliance Officer Program

Program Overview

Bank compliance officers, also known as financial examiners, are responsible for ensuring that a bank abides by all state and federal banking rules, regulations and procedures. They perform adherence reviews and create strategies for overall bank compliance, thereby ensuring that organizations maintain their good standing as financially trustworthy institutions.

The Compliance Officer is a management program designed to teach a practical understanding of regulatory compliance needs. The program covers ten major subject areas and utilises a variety of training techniques. The key areas of the curriculum include understanding the regulatory environment, who is responsible for compliance, the role of corporate governance and ethics in compliance programs, and the implementation of compliance programs. The emphasis will be on practical and pragmatic approaches, rather than theoretical.

This Certificate course provides attendees with the practical skills and knowledge required to carry out the Compliance function in line with international regulations and best practice. It is designed specifically for financial professionals managing Compliance Risk Management, the course covers the intricate alignment, management, and implementation of the compliance vision in support of the firm’s mission with behavioral integrity as the cornerstone. Earning this widely-respected certification lets your employer know that you have a formally-acknowledged level of knowledge, skills and competence in your field.