Global Securities

Global Securities focuses on key concepts and principles relating to the creation, valuation, trading and management of financial instruments, comprehensive coverage of equities, debt securities and prime brokerage including primary and secondary markets enhanced coverage of valuation and accounting analysis as well as the risk/reward relationship of investment strategies.

The objective of the examination is to ensure that candidates have a basic knowledge of market infrastructure, operation, regulation and practice.

This unit provides those advising and/or dealing in securities with the knowledge and skills required for their job roles. It is the same as Unit 2 Securities but without examining tax credits on dividends or special regulatory requirements.

Who should attend | Target Audience

Under the SCA Licensing Regime, this qualification is required for the following job functions:

• Broker Representative
• Compliance Officer / Anti-Money Laundering Officer / Internal Controller
• Trading / Operations Manager
• Financial Analyst

Key Benefits | Global Securities

• Global recognition
• ACSI designatory letters
• Requires no previous qualifications
• Demonstrates to clients a high level of competence amongst staff
• Test centers available across the world
• Exam can be taken any time of the year
• Free CISI Student membership

What you will learn

• Asset Classes
• Primary Markets
• Secondary Markets
• Capital Adjustments
• Clearing and Settlement
• Accounting analysis
• Risk and reward