ACI Operations Training

A well-trained and efficiently organised Treasury Operations Department is essential to complete every transaction. The Operations Department provides a vital service to the Front-Office by ensuring that all funds flow in a timely and correct manner and that all the necessary documentation is completed.

Taking into consideration the wider job function of the Operations Staff, this examination has been designed  to provide a benchmark for competency in all aspects of the operations and settlement processes. It aims to test candidates’ knowledge of the underlying instruments involved in the international financial markets, the processes for efficient settlements and related basic financial calculations. Candidates should also be able to demonstrate appreciation of the scope, importance and the role of the Operations Department, particularly in ensuring an autonomous service to the Front-Office.

In particular, this programme is designed for:

• Recent entrants to the Operations Department (Back-Office);
• Other trading room support areas;
• Internal and external auditors;
• Compliance and risk officers;
• Product Control;
• Vendors.

In addition to the topics outlined below, candidates will be expected to be up-to-date with the latest developments that affect the Operations Department.

Course Outline

DAY 1

• Overall Financial Market and Front to End Treasury View
• Deal Capture, Trade Entry and Confirmations
• Foreign Exchange
• Money market

DAY 2

• Settlement, Netting, and Clearing
• Derivatives
• Short-term Bonds and Notes

DAY 3

• Reconciliations and Investigations
• Treasury Systems and Data Management
• Risk Management, Controls, Compliance and Documentation
• Best Practice Operations

Certification

On completition of the course you will receive a certificate from ASTC Dubai.