Develop, initiate and maintain policies, procedures and standards for compliance and its related activities to prevent illegal, unethical or improper conduct covering areas such as anti-fraud, anti-money laundering and data privacy.
Ensure that such internal policies/procedures fully comply with legislations and regulations
Have input into possibly champion the risk registry/assessment/framework
Build database of compliance requirements with shareholder and loan documents
Provide input into risk associates and build process to ensure compliance
Develop handbooks/compliance manuals for offices.
Develop and maintain professional business relationships with the regulators through the execution of a structured regulatory relationship plan
Provide compliance support and advise to Directors, Management and staff as applicable
Previous experience within a financial institution
Previous experience with DFSA regulated entities
Exposure to international markets such as META an advantage
Knowledge of DFSA and / or international AML rules and regulatory frameworks