Compliance Officer

Job Summary

• Develop, initiate and maintain policies, procedures and standards for compliance and its related activities to prevent illegal, unethical or improper conduct covering areas such as anti-fraud, anti-money laundering and data privacy.
• Ensure that such internal policies/procedures fully comply with legislations and regulations
• Have input into possibly champion the risk registry/assessment/framework
• Build database of compliance requirements with shareholder and loan documents
• Provide input into risk associates and build process to ensure compliance
• Develop handbooks/compliance manuals for offices.
• Develop and maintain professional business relationships with the regulators through the execution of a structured regulatory relationship plan
• Provide compliance support and advise to Directors, Management and staff as applicable

Requirements

• Previous experience within a financial institution
• Previous experience with DFSA regulated entities
• Exposure to international markets such as META an advantage
• Knowledge of DFSA and / or international AML rules and regulatory frameworks
• Team Player
• Accuracy and attention to detail
• Excellent interpersonal skills