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Job Summary
- Develop, initiate and maintain policies, procedures and standards for compliance and its related activities to prevent illegal, unethical or improper conduct covering areas such as anti-fraud, anti-money laundering and data privacy.
- Ensure that such internal policies/procedures fully comply with legislations and regulations
- Have input into possibly champion the risk registry/assessment/framework
- Build database of compliance requirements with shareholder and loan documents
- Provide input into risk associates and build process to ensure compliance
- Develop handbooks/compliance manuals for offices.
- Develop and maintain professional business relationships with the regulators through the execution of a structured regulatory relationship plan
- Provide compliance support and advise to Directors, Management and staff as applicable
Requirements
- Previous experience within a financial institution
- Previous experience with DFSA regulated entities
- Exposure to international markets such as META an advantage
- Knowledge of DFSA and / or international AML rules and regulatory frameworks
- Team Player
- Accuracy and attention to detail
- Excellent interpersonal skills
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